Dawn Goad

Background

About Dawn Goad

As a Risk and Compliance leader with over 20 years of experience in the Financial Services industry, I bring a wealth of knowledge and expertise in developing and implementing comprehensive Risk & Compliance programs. My career has been focused on driving operational excellence across key areas including Change Management, Issue Management, Compliance Testing, Policy & Procedure development, Complaint Management, and Operational Strategy. I have a deep understanding of banking regulations, including both domestic and global compliance frameworks, and am well-versed in navigating the complexities of regulatory landscapes. With extensive experience in aligning business operations with ever-evolving regulatory requirements, I help organizations mitigate risk and maintain robust compliance programs. In addition to my experience in financial services, I have successfully led initiatives in the tech industry, collaborating across global teams to develop and enforce compliance strategies that ensure operational integrity and regulatory adherence worldwide. I am passionate about shaping and driving effective Risk & Compliance programs that create a strong, sustainable risk management culture and deliver measurable results.