Verified recordFinancial Services

Dean Phillips

VP, First Line Risk Management at Lpl Financial

Based in Fort Mill, United States

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Seniority

Other

Department

Other

Location

Fort Mill

Industry

Financial Services

Company size

14K

Contact information

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Email

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d•••••••@••••••.com

Phone

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Background

About Dean Phillips

Accomplished risk management executive with extensive experience in operational and strategic risk within top-tier financial institutions. Proficient in architecting and advancing risk management frameworks that seamlessly integrate with business operations, ensuring compliance with rigorous regulatory standards and enhancing enterprise resilience. Distinguished for a nuanced understanding of complex risk domains including cyber, data, and third-party risk management. Recognized for a servant leadership style that empowers teams and drives professional growth, complemented by a proactive approach to tackling challenges and driving business innovation. Exceptionally skilled in stakeholder engagement, capable of articulating and negotiating risk management strategies with senior executives and regulatory bodies. Ready to leverage an in-depth blend of operational insight and risk management expertise to deliver strategic value and robust governance in dynamic financial sectors. VALUE PROPOSITIONS Innovative Risk Solutions: Excel in devising risk identification and mitigation strategies that incorporate data analytics and technology solutions in order to enhance the robustness of risk controls and operational resilience. Crisis Management and Remediation: Specialize in swift response to emerging risks and critical incidents to ensure rapid resolution and minimal impact on business operations through excellent crisis management skills. Leadership in Governance and Compliance: Lead by example in governance structures, inspiring teams to adhere to the highest standards of compliance and ethics while driving program maturity across multiple compliance frameworks.

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