Dharini Doshi

Background

About Dharini Doshi

As an experienced investment advisor with a robust background in financial markets and experienced AML and Operations Officer, I have a proven track record of success. I specialize in customer acquisition, wealth management for individuals and families, and crafting personalized investment strategies to mitigate risks and achieve financial objectives. Having served as an Operations Officer in the Payments and Investigations Team at RBC, I managed the Login and AML Queues, ensuring the correct information is attached to each case before assigning it to the appropriate team for investigation. I oversee live payments and related Swift messages, guaranteeing timely and accurate solutions for clients and stakeholders across various regions and currencies. I successfully cleared a 3-year long backlog in the AML Queue, performing due diligence checks and making discoveries that expedited the investigation and resolution of cases. I played a pivotal role in updating the AML Job Process in line with the latest regulations and standards. I collaborated with other team members and stakeholders to ensure the quality and efficiency of payment operations and AML processes. I have a strong ability to demystify complex financial concepts and communicate them effectively to clients, ensuring they have a comprehensive understanding of their investment choices. My commitment to delivering exceptional customer service has fostered long-term client relationships and consistent portfolio growth. I am proficient in analysing market trends and leveraging data insights to make informed investment decisions. I have robust sales and client retention skills, always prioritizing the needs and objectives of my clients. In addition, I am a passionate state-level chess player, demonstrating my strategic thinking and problem-solving abilities. Committed to professional excellence, I am driven to make a lasting impact in the field of finance and build successful partnerships with my clients. I am actively seeking opportunities to connect with professionals in the finance industry and build mutually beneficial relationships. Let's connect and explore how we can collaborate for mutual growth and success.