Dickson Thommachan

Background

About Dickson Thommachan

As a seasoned and results-oriented professional, I bring a decade of experience in KYC/AML compliance, risk management, and client onboarding. I have been a catalyst in interpreting and operationalizing local and global KYC policies, mitigating operational risks for Business Entities, Financial Institutions, and Funds and ensuring efficiency, quality, and adherence to standards throughout my tenure at UnitedLex, eClerx, Morgan Stanley, and Deutsche Bank. Capitalizing on my data-driven analytical skills, I excel at streamlining onboarding processes including, conducting thorough assessments of client documentation, analyzing risk factors, and ensuring alignment with KYC and AML regulations. In addition, I conducted thorough enhanced due diligence procedures for high-risk clients, with a specific focus on those involving complex ownership arrangements. I have shown success by collaborating closely with clients and sales coverage teams to successfully conclude the KYC refresh program, thereby ensuring the accuracy of information and documentation pertaining to existing clients. I have spearheaded a year-long project in collaboration with esteemed regulatory bodies, including the FCA (UK) and MAS (Singapore), overseeing the execution of external audits focused on strengthening KYC compliance protocols. My proficiency in navigating intricate regulatory frameworks, particularly in BSA and AML, is highlighted by my skillful management of KYC workflows and utilization of specialized tools such as LexisNexis and RDC. This experience has enriched my understanding of regulations, rules, and standards set forth by key regulatory organizations, including the Monetary Authority of Singapore (MAS), the Financial Conduct Authority (FCA) in the UK, and the Federal Reserve Board (FRB) in the US. Drawing on strategic leadership skills, I've guided onshore and offshore teams, reinforcing the organization's dedication to evolving compliance through AML training for onboarding teams. Furthermore, my dedication to excellence and continuous contributions have earned me numerous awards and recognitions that have greatly contributed to the organization's success.