Verified recordFinancial Services

Don Lopezi

VP of Program Initiatives at Finra

Based in Rockville, United States

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Seniority

Vp

Department

General Business & Management

Location

Rockville

Industry

Financial Services

Company size

6.1K

Contact information

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Email

1 credit

d•••••••@finra.org

Phone

5 credits

+1 ••• •••• ••••

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Background

About Don Lopezi

I have been with FINRA since 1992. I started as an examiner in the Denver office and moved to Exam Manager before re-locating for DC headquarters in 2003. In headquarters I was an Associate Director and eventually a VP of our Exam Program Group, which was the department responsible for design of the processes, policies and technologies relevant to our examination program. In 2011 I re-located to San Francisco to become District Director of that office before becoming promoted to SVP West Region Director in 2013. In 2020, I transitioned into a role related to leading key strategic initiatives for department and then moved to a role leading our Strategy, Strategic Execution and Program Risk teams. I am currently leading a large corporate initiative.

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Don Lopezi Email & Phone Number @ Finra | Kipplo Discover