Dwayne Nelson

Background

About Dwayne Nelson

I am a Senior Tax Operations Analyst at RBC Capital Markets with 3+ years of experience managing complex international frameworks including FATCA, CRS, Chapter 3/61, and QI. My expertise spans the full cycle — documentation, withholding, and reporting, giving me an end-to-end understanding of regulatory compliance and operational risk management. In my current role, I work closely with stakeholders to resolve high-risk documentation issues, strengthen internal controls, and ensure timely regulatory reporting. I take pride in building strong client relationships, enhancing process efficiency, and driving continuous improvements that reduce compliance risk. I am now pivoting my career into Anti-Money Laundering (AML) and Financial Crime Risk Management, where I can leverage my skills in regulatory interpretation, risk assessment, and process oversight to support investigations, suspicious transaction reporting, and enterprise-wide risk detection. Passionate about safeguarding the financial system, I’m committed to applying my compliance expertise in the fight against money laundering and financial crime.