Dylan Klein
Branch Compliance Examiner at Raymond James Ltd
Based in Vancouver, Canada
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Seniority
Staff
Department
Operations
Location
Vancouver
Industry
Financial Services
Company size
1.5K
Contact information
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d•••••••@raymondjames.ca
Phone
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Background
About Dylan Klein
Financial Services Compliance Professional. A seasoned leader with experience training and developing over 30 employees. Skilled in supervising trades, overseeing compliance activities, and managing escalations. Strength in process improvement, reporting, and data analysis. Contributor to compliance enhancement initiatives. Proficient in Excel VBA, R, and Power BI.
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