Verified recordFinancial Services

Emily Stuart

Senior Compliance Advisor at Vanguard

Based in King of Prussia, United States

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Seniority

Manager

Department

Finance & Accounting

Location

King of Prussia

Industry

Financial Services

Company size

26K

Contact information

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Email

1 credit

e•••••••@investor.vanguard.com

Phone

5 credits

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Background

About Emily Stuart

I am currently a Compliance Analyst at Vanguard supporting Vanguard's Advice offers. Prior to Compliance, I was a Process Lead supporting Vanguard National Trust Company (VNTC) where I was responsible for creating and maintaining accurate policies and procedures on SharePoint and supporting new business initiatives. Prior to being a Process Lead, I was a Senior Risk Analyst at Vanguard specializing in risk assessments supporting Vanguard's Personal Advisor Services. I planned, executed, and delivered several risk assessments utilizing risk management framework to identify and evaluate risks and controls. I hold a Bachelor of Science (B.S.) focused in Business Administration from Millersville University of Pennsylvania.

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