Eric Roth

Background

About Eric Roth

My passion as the founding member of the Roth Group at Morgan Stanley stems from my desire to build lasting relationships with clients and assist them in seeking to build and preserve capital through financial planning. Our team mission, as your dedicated Financial Advisor, is to seek to simplify the complex and help bring understanding and guidance to financial decisions. This can help clients build confidence, clarity and focus on their families and legacies. In our journey together we work to prioritize communication, transparency, and service. These are the key driving principles we focus on as we help deliver personalized financial planning. We listen to what clients have to say, educating them on their options, and always aiming to meet and seeking to exceed their expectations. Along the way our team will strive to leverage our experience and education to help continually adjust the planning process to an ever-evolving market dynamic and life’s circumstances. We are committed to a consultative approach. We assist and service many diverse clients. However, we focus on assisting corporate executives with benefits and equity compensation. We employ our depth of knowledge across multiple financial disciplines to help clients on their financial journey. I personally pride myself on our ability not only to work with our clients but also our focus on working with their heirs to help ensure wealth is managed generationally. We welcome the opportunity to speak further and see if working together makes sense. You can reach me by email (Eric.S.Roth@morganstanley.com) or by phone (212-878-3922). Professional Highlights: Eric Roth has been named to the Firm’s prestigious President’s Club from 2006-2016 and from 2018-2025, an elite group composed of the Firm’s top Financial Advisors. He was named to the Firm’s Chairman's Club in 2017. He has additionally, Eric has been recognized as one of Forbes' Best-in-State Financial Advisors in New York from 2019-2024. 2019-2024 Forbes Best-In- State Wealth Advisors Source: Forbes.com (Awarded 2019-2024) Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award. Award Disclosures: NMLS#: 1278928 CA Insurance License #: 0F91255 AR Insurance License #: 1962843