Faraz Tariq

Background

About Faraz Tariq

Over thirteen years of experience working in the field of audit for top financial institutions and professional services firms the world, reputed private Canadian organizations and for provincial and federal governments- Significant experience in performing risk assessment, interviewing auditees, capturing existing business processes, risks and its corresponding controls, assessing adequacy of design of the process and operating effectiveness of controls- Over eight years of experience in drafting internal audit reports and discussing with audit management, senior management and top executives for feedback and obtaining management action plans- Worked with Ernst & Young (EY) on multiple internal audit assurance and consultancy engagements- In depth knowledge of Retail, Corporate banking products, back & middle office operations and applying COSO internal control framework- Performed end to end audits of all HR, Compliance and Corporate Securities functions, credit risk, mutual funds, know your customer, Anti Money Laundering (AML), banking operations, individually and also as a team member of internationally formed internal audit teams of ABN AMRO Bank, Royal Bank of Scotland, CIBC and also at MD Financials- Currently holds Federal Government’s secret level security clearance.