Frank Conti

Background

About Frank Conti

Specialties: International and Domestic Trade Support, Project Management, Business Requirements Documentation, Wealth Management Support, Process Improvement, Data Reporting Automation, DTCC Settlements, Government Settlements, International Settlements, Client-Service, Customer Account Reconciliation,Firm Account Reconciliation,Bank Reconciliation, Prime Brokerage I have worked in the Operations Department(P&S, DTC, Settlements/Clearance)for the Capital Markets Group as well as Fixed Income Operations. I have extensive experience in Operations covering Equities, Options, OTC, Treasury's, Fixed Income products, and Cryptocurrency for both Institutional and Retail Clients. My primary roles were clearing Equities, Options, DWAC process for Share Re-Purchase Deals, DRS requests, Corporate/Muni Bonds, Treasury's, Syndicate Deals and facilitating the Settlement and Clearance process for all. I have extensive knowledge of Clearing/Settling of Domestic/International Equities, OTC, Fixed Income, Treasury's, Options, and Cryptocurrency. SME experience in Daily Processing/Reconciliation, Clearance, Systems, Omgeo Products, Risk Management, Project Management, Trade Reporting for Equities/Bonds, FINRA OATS, FINRA TRACE, MSRB, Margin/Collateral/Escrow Processing via DTC I have used and are familiar with the following: ADP, APEX, BPS, PHASE XSP, FIDESSA, FBSI, STREETSCAPE, WEALTHSACPE, ICI IMPACT,OMGEO ALERT/CTM, DTCC WEB/PORTAL, FED CLEARING, OBLIGATION WAREHOUSE, LOANET, EUROCLEAR, BLOOMBERG TOMS/SEOMS, NSCC, CNS, ACT, OMGEO OASYS, GEMS, OCC ENCORE, RTTM, RTRS, MSRB, IPREO, OMGEO ALERT, FINRA TRACE, FINRA OATS, MICROSOFT, WINDOWS, EXCEL