Fred Springer

Background

About Fred Springer

International legal executive with a proven track record of instituting and remediating legal and compliance management structures and disciplines across several large-scale global financial services organizations. Earned reputation as a dynamic compliance leader, strategic business partner, and talent champion who adds value by leveraging judgment and expertise with high integrity. Possess significant general counsel, compliance, acquisition, and anti-money laundering experience while being a result-oriented individual with strong business acumen, problem-solving, and interpersonal skills. Leadership – Set vision and tone for compliance functions globally, building diverse, high-performing teams that forge strong partnerships and earn respect. Develop relationships with all levels of management including board members, regulators, media, and various government entities. Risk/Crisis Management – Keen sense of emerging risks and track record of mobilizing teams to address them. Adept at best practices that protect an organization’s reputation, and managing threats to the company’s financial viability, its employees’ health, and overall public safety. Compliance – Architect of successful programs across broadly diversified businesses and countries, including institutional trading, sales, research and prime brokerage, investment banking, consumer banking, commercial lending and project finance, asset management and private equity. Technology – Strong IT partner leveraging technology to implement cybersecurity solutions to identify, prevent, and mitigate attacks and addressing potential emerging threats. Innovation – Reputation for creativity in addressing business challenges and compliance processes. Leverage innovative practices to manage governance, risk, and compliance efforts to ensure that they are manageable, comprehensive, strategic, and most importantly effective.