Glenn Lisle
Securities Examiner, Colorado Division of Securities at Colorado Department Of Regulatory Agencies
Based in Denver, United States
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Seniority
Other
Department
Other
Location
Denver
Industry
Government Administration
Company size
231
Contact information
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g•••••••@colorado.gov
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Background
About Glenn Lisle
As a State of Colorado Securities Examiner, I assist investment adviser firms with regulatory compliance of the Colorado Securities Act and monitor fraudulent investment activities on the mission of consumer protection.My previous financial services experience includes institutional platform transitions, implementation and retail investment advice through thoughtful analysis, design and implementation of individual financial plans, portfolio management, wholesale distribution of securities. Creatively, I enjoy designing and presenting accredited continuing education courses for investment professionals.
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