Greg Willibey

Background

About Greg Willibey

With over a decade of experience in finance and regulatory supervision, I currently serve as a Supervisory Principal at SCF Securities. My core competencies include ensuring compliance with regulatory standards, overseeing equity and option investments, and conducting detailed reviews of transactions and client correspondence. I am committed to fostering a culture of integrity and precision, aligning with SCF Securities' mission to deliver trustworthy financial services while empowering teams with actionable insights to maintain compliance excellence. At SCF Securities, I manage day-to-day supervisory responsibilities, including pre-approvals of investments, transaction reviews, and monitoring social media and correspondence for compliance. My prior role as Senior Supervision Officer at J.P. Morgan Asset Management sharpened my ability to navigate complex regulatory frameworks and collaborate effectively with cross-functional teams, ensuring seamless adherence to industry standards.