Gus Chrisanthopoulos

Background

About Gus Chrisanthopoulos

I am an Investment and Financial Services Professional with 20 years experience in the banking, brokerage and mutual fund industry. My experience at CI Investments and tenure at TD Bank and TD Waterhouse has helped me gain extensive knowledge in client services, relationship management, investments, trading, and various aspects of mutual fund company and discount brokerage operations as a whole. I am also a CFA Level 2 candidate, and are also pursuing the Financial Risk Manager (FRM) designation. I recently successfully completed my CIM (Charter of Investment Management) designations, and CAMS (Certified Anti Money-Laundering Specialist) certification process, earning the CAMS designation. Key strengths include: • High level of knowledge of the capital markets (equities, derivatives, money market / debt instruments, mutual funds) • Fully licensed IR / RR for most of my tenure at TD Bank / TD Wealth and currently at CI Assante • Experience with both Bloomberg and Thompson One data terminals, as well as Charles River, Triton (Valor) and D1g1t (SMA / UMA / Discretionary) trading platforms • Research, financial and analytical skills, as well as project management capabilities • Conducting thorough investigations regarding trading, service and regulatory issues. • Client and advisor relationship management skills (in both a sales and service oriented environment) • Negotiating mutually beneficial resolutions to complex, sensitive client complaints using strong communications skills while managing expectations. • Ability to identify and analyze business process gaps and formulating recommendations to remove financial / operational risk. • Experienced in MS Word, Excel, PowerPoint, and Office • Able to learn electronic platforms and administrative systems quickly and easily • Able to adapt easily to new and fast paced environments. • Consistent top performer in a demanding KPI envoronment • Team mentor and Coach le to adapt easily to new and fast paced environments.