Haritha Sharma

Background

About Haritha Sharma

EXPERIENCE FEB’2022 TO PRESENT RISK ADVISORY ADMINISTRATIVE PRICE WATER COOPERS SDC BANGALORE • NCA-new client adoptions for loans with Deutsche bank as client and Remediating existing entity records (Bank, NBFI, Investment Advisor, Government, Corporate, Funds) of Investment Banking Client for all global booking regions. • Perform Due Diligence to obtain maximum information and document from valid authorized sources as per sop before reaching out to client. • To review and check for completeness of CIP information and supporting documentation before submitting the case to CDD operations for review and approval. • Verification of customer’s documents and information obtained from public Source/client. • Screening of clients and related parties using RDC, Fircosoft and Lexis nexus • Liaising with sales and business unit for immediate follow ups with client to provide documents or highlight the issue to compliance to take exception approval if required. • Performing CDD and related party due diligence based on information collected by different sources. • Ensuring compliance with Regulations, guidelines & written procedures and global / local policies 2016-2021 KYC ANALYST - HSBC EDPI PVT. LTD. • Performed Customer Due Diligence and Enhanced Due Diligence for HSBC customers by abiding procedures and related tools to conduct thorough end to end KYC reviews. • Transaction monitoring on customers accounts, to find out suspicious and transactions that are not in line with customer's profile / nature of business and filling out Suspicious Activity Report ‘SAR’ when needed. • Acquired complete knowledge on CDD and EDD to gather the Source of Funds and Source of Wealth from customers to keep bank records accurate. • Responsible to check and ensure that the customer shouldn’t be a prohibited client or involved in any kind of sanctions or criminal activities which affects the financial institution. • Performed initial screening to identify the customer negative news and facts using RDC and mitigates the risk by taking a decision the alerts generated. • My role was to stand as a first line of defense to safeguard from potential fraud and financial crime. Acquired an experience of dealing with customer directly – International voice process(UK) for a period of 4 years and recording required details that helps us to calculate their estimated net-worths to ensure that the financial institution is safe from Anti-Bribery & Corruption and Money Laundering aspects.