Horace Hibbert
Associate Director at Aca Foreside
Based in Columbia, United States
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Seniority
Director
Department
General Business & Management
Location
Columbia
Industry
Business Consulting and Services
Company size
66
Contact information
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h•••••••@acaglobal.com
Phone
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Background
About Horace Hibbert
Over 15 years direct experience working on reviewing communications of firms to ensure compliance with FINRA and SEC rules. Worked at FINRA, a premier regulatory body, as well as with a dynamic global asset management firm in a compliance capacity. Strong knowledge of SEC and FINRA rules as they pertain to advertising and sales materials. Solid understanding of the regulatory framework affecting registered and unregistered funds. Series 7 and 24 licensed.
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