Ibrahim Mohiuddin

Background

About Ibrahim Mohiuddin

Conduct compliance Assurance, Monitoring & Testing of regulatory requirements. Prepare concise reports for the Chief Compliance Officer. Present key compliance risks at the Compliance Risk Committee. Preparation of Risk Assessment Methodology, KYC & AML-CTF Policy for the Bank with the local and international requirements for central bank Account Opening Rules & Updates, Guidelines on AML – CFT Rules, FATF Regulations, Basel Committee on Banking Supervision. Implement SAMA and CMA Circular instructions. Facilitate Quarterly Self Assessment procedures for Compliance, Corporate Governance, Whistle blowing and Chinese wall policies. Prepare Compliance Risk Assessment Matrices and Grids to comply with the Central Bank SAMA and Capital Market Authority regulations, incorporating Responsibilities & Controls. Implement Ethical Standards Policies comprising of Conflict of Interest, Employee Trading Policy, Gift Receiving Policy Professional Training Programs Attended: Anti-Money Laundering & Countering Financing of Terrorism – Asian Business Forum, Singapore Financial Crime Forum, Financial Services Debate Series Forum, UAE. Raiffeisen Zentralbank Vienna, Austria Money Laundering in the New World Order Saudi Arabian Monetary Agency SAMA Workshop on Anti-Money Laundering & Combating Terrorist Financing SAS AML European User Group Meeting, Lisbon, Portugal EDUTECH, K.S.A Developing Management Skills SAMA Institute of Bankers, IOB Riyadh, K.S.A IT Project Management (Course felicitated by King Fahad University of Petroleum KFUPM)