James Guard

Background

About James Guard

BSA Compliance Officer | CRVPM II (Certified Regulatory Vendor Program Manager)| Fraud Prevention & Business Continuity | Experienced Compliance & Risk Management Leader I have more than 8 years of leadership experience, with 4.5 years in banking and 2 years in compliance and risk management. My work centers on building and managing BSA/AML programs, mitigating fraud risks, and driving practical, collaborative compliance initiatives. As the Risk Manager and BSA Compliance Officer at Prospera Credit Union, I handle risk assessments, fraud prevention, vendor management, compliance audits, and business continuity planning. My goal is to keep our organization resilient, efficient, and aligned with both strategic objectives and regulatory demands. I’m passionate about creating innovative solutions that safeguard operations and streamline processes. By staying ahead of industry trends and regulatory changes, I ensure our programs remain strong and adaptable. Key Expertise BSA/AML Programs Fraud Risk Mitigation Risk Assessments & Vendor Management Compliance Audits & Regulatory Adherence Business Continuity Planning Team Leadership & Process Optimization I’m always open to connecting with peers and exploring ways to enhance compliance and risk management. Feel free to reach out to discuss best practices, share insights, or collaborate on new ideas!