James Haass

Background

About James Haass

I’ve been in the financial services industry for 25 years. In that that time, I’ve had the pleasure of working at high-quality boutique firms that prioritize their relationships with Financial Advisors and clients alike. In 2009, I opened a branch of Oppenheimer & Co. Inc. in Denver because I recognized it as one of the last firms enabling their employees to grow and conduct business on their own terms. I’ve developed an inclusive management style that seeks to minimize bureaucracy, encourage professional development and recognize individual achievement. I have a successful history of guiding Financial Advisors towards improved process and productivity. I actively encourage advisors to assume responsibility for investment strategies and to focus on the expertise and discipline needed to provide advice and guidance to clients. I am licensed in the following states: Colorado, Arizona, South Carolina, Virginia, Wyoming and Utah. Any information contained herein pertaining to securities business should not be considered a solicitation to buy or sell any securities or financial products, and is otherwise not intended for anyone who does not reside in those states. Links are being provided for information purposes only. Please go to for important information regarding social media and posted content. For a direct link to the disclosures, please click on Disclaimers in the Contact Info section of my profile.