James Lunn
Compliance Manager - Uk, Europe & Asia at First Trust Global Portfolios
Based in United Kingdom
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Seniority
Manager
Department
Legal
Location
United Kingdom
Industry
Investment Management
Company size
48
Contact information
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j•••••••@ftglobalportfolios.com
Phone
5 credits+44 ••• •••• ••••
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Background
About James Lunn
A senior compliance professional with a high degree of commercial awareness and a strong skillset including the ability to communicate complex issues quickly and concisely, concentrated attention to detail, creative thinking and project management. I have experience working across various regulatory regimes including the FCA, SEC, CSSF, Central Bank of Ireland, Dubai Financial Services Authority, and Monetary Authority of Singapore. I have excellent working knowledge of the FCA handbook, MiFID, UCITS and AIFMD, and have led on several significant projects including MiFID II, SMCR, GDPR, Cross Border Distribution Framework, Consumer Duty and other regulatory change and IT implementations.
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