Jametriss Roulhac

Background

About Jametriss Roulhac

Investment Advisor compliance consultant for state and federal investment advisors, with comprehensive knowledge of state and federal securities laws including NASD/FINRA Rules and SEC Rules. Skilled in all areas of business writing/reporting including written procedural documentation, employee recognition/evaluation, examination report writing/review, and various business statistical reporting. Proven leadership and team-building skills, coupled with the ability to direct strong teams in conducting thorough Broker-Dealer and Investment Adviser examinations. Proven ability to achieve and exceed all performance expectations through supervising and motivating employees to increase productivity. Skilled at training employees to perform their jobs with precision and accuracy Certified Fraud Examiner Specialties: Fraud Investigations Compliance/Regulatory Examinations On-the-Record (OTR) Interviews/Depositions State-Registered Investment Advisor Examinations