Jason Luhan

Background

About Jason Luhan

Results driven executive consulting across industries of real estate, law, and securities regulations serving in various roles as Chief Operating Officer, Chief Legal Officer (General Counsel), Chief Compliance Officer and Director of Real Estate Brokerage. • Chief Compliance Officer, General Counsel, and consultant providing legal and regulatory guidance to SEC registered investment advisers and FINRA member broker dealers. Advise on regulatory matters at the state and federal level. • Defend firms and their representatives in FINRA arbitration, state and federal court covering product sales, registration matters, HR disputes among others. • Due diligence analyst providing review and recommendations on non-traded products distributed through independent broker dealers and registered investment advisers. • Real Estate broker of record to property managers managing multi family apartments and affordable and market rate senior living communities. Proven track record of task management across disciplines providing comprehensive solutions to complex problems. Primary focus is to bridge gaps between business lines relative to compliance, legal, operations and technology anticipating the impact of business decisions at the enterprise level and across verticals.