Jay Scott-Harris
Senior Analyst - Regulatory Administration at Bny
Based in Boston, United States
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Seniority
Staff
Department
Finance & Accounting
Location
Boston
Industry
Financial Services
Company size
55K
Contact information
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j•••••••@bny.com
Phone
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Background
About Jay Scott-Harris
Ensure that over $33 trillion of investments remain in compliance with 17 C.F.R. §230, et. seq.(“1940 Act”) and rules related to the nondisclosure of clients' non-public information (“NPI”) Prepare S.E.C. regulatory filings on EDGAR, such as post-effective amendments (“PEAs”) to Form N-1A Registration Statements (Prospectuses, Statements of Additional Information [“SAIs”], and Part Cs) using Workiva's cloud-based enterprise management and auditing Software-as-a-Service (“SaaS”): Wdesk Provide administrative services to the funds' Independent Board of Directors, such as collaborating with fund advisors and outside fund counsel to issue notices, request materials, draft scripts, and transcribe the minutes for board, audit, and nominating committee meetings and proof DEF 14a and DEFA 14a proxy statements for annual meeting of shareholders.
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