Jayadevan Ajayababu

Background

About Jayadevan Ajayababu

Headed Regulatory Compliance Department at National Commodity and Derivatives Exchange (NCDEX) from Sep 2017 to Feb 2019. Prior to that, Chief Compliance Officer of IDBI Asset Management Ltd. from May 2013 to May 2017. • Head - Compliance and Ethics at Geojit Financial Services Ltd, since February 2019. Handles regulatory compliance of Stock broking, PMS, Research Analyst and Investment Advisory services. Managing a team of 20 people. • Experienced in handling Regulatory Compliance & Controls, Mutual Fund Compliance, Investment Monitoring, Dealing room surveillance, Employee trades, AML guidelines, FATCA/CRS. Been member of Investment Committee, PMLA Committee with responsibility to oversee policy formulation, implementation and smooth operation of procedures. • Monitoring and Reporting to SEBI and the Board of Directors about aderence to Acts, rules and regulations mandated by regulatory authorities such as FIU, SEBI, RBI, Dept of Income Tax etc. • Liaison with regulatory authorities for various approvals and other compliance related matters. • 3 years in National Stock Exchange (NSE), ensuring adherence of regulations by market participants (Listed Companies, Stock brokers and Investors), identifying instances of noncompliance by trading members and resolving investor grievances against stock brokers/sub brokers and listed companies