Jeff van Ry

Background

About Jeff van Ry

Skills Summary: • Process Design and Improvement – Experience creating new processes and improving existing processes including work flow, policies, and procedures. • Investment Due Diligence - Worked with various tools to identify risks and opportunities in client portfolios. • RFP - Represented clients by seeking and evaluating competitive bids from vendors to identify cost savings and service enhancements for clients. • Major Client Initiatives – Trusted to lead major initiatives with top clients including adding new relationships, changing trading relationships, and new product roll out. Worked across multiple teams in organizations to ensure timely roll out with no business interruption. • Regulatory and Compliance – Responsible for evaluating new and existing regulations, establishing policies and procedures to meet regulatory guidelines, and maintaining daily oversight of operations within regulatory guidelines. Regulatory projects included 22c-2, Pay to Play, Massachusetts Privacy, Market Timing, and 15c3-3. • Licenses – Series 7, 63, 65