Jerome Calder
Senior Registration Officer at Ciro Ocri
Based in Canada
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Seniority
Manager
Department
Operations
Location
Canada
Industry
Financial Services
Company size
648
Contact information
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j•••••••@iiroc.ca
Phone
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Background
About Jerome Calder
Over 13 years experience as a Senior Registration Officer with the Canadian Investment Regulatory Organization (CIRO)/predecessor Investment Industry Regulatory Organization of Canada. The Senior Registration Officer is responsible for the evaluation and approval of registration applications by ensuring all regulatory requirements pertaining to proficiency, experience, integrity, and conflicts of interest are met as required under CIRO Rules, National Instruments, and different securities acts. In the course of this assessment, the Senior Registration Officer helps CIRO carry out its mandate to protect investors by ensuring that individuals meet specific criteria relating to the “fit and proper” standards of registration and determining regulatory action to address any concerns.
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