Jinal Ramani

Background

About Jinal Ramani

Currently working with DB leading the Governance & Findings Management pillars of the DCO division.Previously led a team of 8 Analysts at BNY Mellon, focusing on creating a strong control environment for the Markets division by assessing the risk appetite of the businesses via the RCSAs and testing of controls.Quarter-backing projects around Unauthorised Trading ie designing of controls around cancels and amends, late trades, out of hours, trader mandates, PnL, etc. Prior to that worked at Credit Suisse for 9.5years, around controls, Effective Supervision Framework in the below areas:Tyre-kicks on trader mandates(tactical comparison of trades against the mandates)Cancels & Corrects Reporting(at trader, supervisor,division,reason codes & client level) Non-standard Settlement MI development & preparationSME on PnL Governance (T0 Flash, T+1 PnL Sign-offs & F2A governance)Ageing analysis on Supervisory Checklists, hands-on experience around working of the portalMonthly Preparation of the Controls Committee pack which is a summary of the Operational Risk & audit performance of Equities as a whole.Analysis at IB level for all KRIs,KCIs, Audit, OpRisk Losses & capital allocation by way of the OpCo DashboardDedicated resource for Prime Services Controls:Developing, publishing & automating a pack that caters all KRIs, KCIs, focus metrics & key metrics tracked specially for PrimeTactically handling business specific controls testing for PrimeDevelopment of a F2B metrics model for Dublin Branch & contribute effectively to the ORCC meetings Analysis in terms of commentary, reasoning & remediation actions on the metric breaches on a weekly/monthly basisLiaising with Regional COOs & Control COOs for key issues from time to timeTracking of audit, reg, RCSA points, Publishing & minutising the PS Audit committee pack.Contribution in preparation & consolidation of the BRCM decks. Extending support for Business specific controls to other business lines eg,SMG.