John Carl

Background

About John Carl

As First Vice President Wealth Management and Financial Advisor at Rockefeller Capital Management my mission is to assist corporations and individuals in managing their wealth. We provide comprehensive services and a broad array of solutions which we believe will allow our clients to enhance their potential financial plans. These comprehensive services include; analysis of long-term financial goals, estate planning and related trust services, alternative investment strategies, long-term care and life insurance analysis, and debt management strategies. For business retirement plans including 401(k), 403(b) and deferred compensation plans we provide a variety of plan options. We assist in plan design and provider selection, investment policy analysis, selection and review of investments, and participant enrollment and education. With over three decades of diversified financial services experience and over a decade of discretionary account management experience, I am committed to providing effective solutions to my clients. As a prior KeyCorp executive, I have been responsible for corporate profit planning, merger and acquisition analysis and financial forecasting. I have also been involved in investment banking and international portfolio management. At Janney Montgomery Scott we are committed to our community as well. Accordingly, I have participated on several not-for-profit Boards including: Big Sisters of the Capital Region, Equinox which provides youth and domestic violence services, Capital Roots which improves neighborhoods through urban food programs and Vision Trust which provides services to children in need world wide. I have also served on the Brighter Choice Foundation and Latham Circle Soccer Boards of Directors. For more information about Janney, please see Janney’s Relationship Summary (Form CRS) on which details all material facts about the scope and terms of our relationship with you and any potential conflicts of interest.