John e Figueroa

Background

About John e Figueroa

My Background I bring 16+ years of experience working as a Risk Management and Compliance Officer for leading financial and banking institutions like Citi, Wells Fargo, Liberty Bank, Goldman Sachs, and American Express. As a Risk Management and Compliance Officer, I manage operational risk and enhance due diligence programs to mitigate financial threats and ensure regulatory compliance. Key Achievements Mitigated escalations-reducing a backlog of open escalation cases requiring SARs by 53.32%. Developed and executed a robust risk mitigation framework that enhanced regulatory compliance adherence from 70% to 95%, resulting in improved audit scores and decreased operational disruptions by 40%. Conducted comprehensive assessments of enterprise risk exposure across all departments, leading to the identification and mitigation of 85% of potential compliance violations, significantly reducing financial penalties by $2M annually. Areas of Expertise Leadership and management Governance & Policy Implementation Risk Management Compliance & Due Diligence Fraud Detection IT Solutions Next Steps I am looking to leverage my expertise in Risk Management and Compliance to secure a role as an Operations Director or Vice President within the financial services sector. I take pride in driving continuous improvement in financial controls and processes and would love to meet with you to discuss your company’s needs and long-term business objectives. If this sounds like a mutually beneficial partnership, let’s connect