Jyotsna Gupta

Background

About Jyotsna Gupta

An accomplished finance professional with over 4 years of expertise in the regulatory functions of Stock Exchanges, I specialize in on-field audits, stockbroker compliance, and investor protection. As a Manager at NSE, I have successfully led risk assessments, fraud detection, and regulatory monitoring, ensuring investor assets remain safeguarded and market integrity is upheld. I have played a pivotal role in detecting financial stress, preventing the misuse of client assets, and enforcing compliance frameworks. My expertise extends to policy development, process optimization, and automating compliance monitoring, working closely with SEBI and other regulatory bodies. Additionally, I have mediated investor complaints, collaborated with key stakeholders, and conducted high-stakes fraud investigations to reinforce fair market practices. Passionate about leveraging technology for smarter regulatory enforcement, I continuously drive innovation in compliance monitoring and risk mitigation. Let’s connect to discuss how we can strengthen financial governance and market transparency together!