Karen Cacioppo

Background

About Karen Cacioppo

SUMMARY OF QUALIFICATIONS Talented Investment Professional with more than 22 years of financial services experience and an ability to work well with hard-to-cover accounts and difficult situations. Self-motivated, transactional, focused individual who multi-tasks effectively and excels under pressure. Exceptional leader with excellent mentoring and team-building skills, and strong interpersonal skills: persistent and energetic with an in-depth knowledge of equity markets and equity products. • Private Client Relationships • Strategic Investment Analysis • Portfolio Asset Mgt. • Advisory Services • Investment Diversification Strategies • Problem Resolution • Sales Development • High Profile Client Presentations • Consultative Sales Karen has more than 22 years of financial services industry experience. Her responsibilities include assisting in outside manager due diligence and monitoring, conducting account performance reviews and helping ensure asset allocations are aligned with a client’s profile. In addition, Karen focuses on creating the team’s custom Impact Investing portfolios. She has completed the US Forum for Sustainable and Responsible Investment Course on Fundamentals of Sustainable and Impact Investment and holds her FINRA Series 7, 63, 66 and 24 licenses. The investments listed may not be suitable for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments and encourages investors to seek the advice of a Financial Advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives. Diversification and Asset allocation does not guarantee a profit or protect against loss in a declining financial market.