Kate Pope
Head of Enterprise Compliance & Governance at Vanguard
Based in Philadelphia, United States
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Seniority
Director
Department
Legal
Location
Philadelphia
Industry
Financial Services
Company size
26K
Contact information
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k•••••••@investor.vanguard.com
Phone
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Background
About Kate Pope
Senior compliance leader charged with building compliance programs to address enterprise needs. Flexible. Creative. Penn Law graduate with extensive background in securities regulation, including investment advisers, investment companies, private funds, and compliance/risk oversight & controls. Skilled at creating governance frameworks to address regulatory gaps and improve efficiencies. Deep knowledge of ESG and sustainability-related concerns. Extensive experience leading teams of all sizes. Motivated, curious, and dedicated team player. Specialties: Securities regulation (investment adviser/investment company/private fund/private equity); portfolio compliance; commercial litigation; labor and employment law.
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