Katheryn Stoneberg

Background

About Katheryn Stoneberg

Highly accomplished Risk and Controls professional with expertise in assessing risk, conducting control evaluations, and driving process improvements within complex financial institutions. Proven success in implementing Risk and Control Self-Assessments (RCSA), issue management, and governance structures, with a deep understanding of Enterprise Risk Management frameworks. • Quickly absorb information, ask pertinent questions and narrow focus on operational and regulatory risk and gaps in processes. Develop plans for operational risk and, fair and responsible banking, including goal setting and identification of key metrics to track progress. Strong instinctual understanding of analytics and their implications. • Promoted a culture of fair banking throughout the organization by building partnerships and leading discussions with front-line, control management, sales teams, marketing, underwriting, credit modeling, legal, analytics, and CRA. • Conduct annual Fair Lending/UDAAP risk assessments on the Consumer Finance and Mortgage North American level. Complete Independent Operational Risk Assessment and Statement of Operational Risk on a quarterly basis for Operational Risk monitoring. • Establish and oversee policies, procedures, and processes necessary to identify, measure, monitor, control, manage, and mitigate potential violations or non-compliance with laws, rulings, policies, procedures, and best practices related to Fair Lending, UDAAP, HMDA and Small Business Reporting. • Provide regular reporting, data, and metrics to the business lines, including peer comparisons, to identify gaps, areas for improvement, and opportunities to drive strategic remediation. • Leverage knowledge of business lines and products, combined with analytic-driven insights to identify business opportunities and strategy feedback. • Product, process, and project management in consumer lending. Successful negotiator in influencing colleagues, resolving project barriers, and delivering enhanced client experience. Coordinated cross-organizational teams to project implementation. Coordination and participation in User Acceptance Testing (UAT) for system updates and data conversions. • Reviewed results of Independent Testing and Validation, issue validation and escalated issues.