Ken Roach

Background

About Ken Roach

I am a financial services professional with 15+ years of experience in wealth management, banking, and client service. Over the course of my career, I’ve specialized in supporting High Net Worth and Ultra High Net Worth clients, providing tailored strategies for investment, lending, and wealth transfer. Licensed in Series 7, 6, and 63, I’ve worked across leading firms including J.P. Morgan, Merrill Lynch, and Edward Jones, consistently delivering results while building trusted client relationships. My strengths include- Managing and supporting portfolios exceeding $50M in assets under management (AUM)- Partnering with advisors and product specialists to deliver comprehensive wealth solutions - Driving business growth through client acquisition, retention, and relationship management - Leading and mentoring teams in high-performance banking environments I’m passionate about delivering a concierge-level experience for clients and helping them achieve their financial goals through thoughtful planning and execution.