Ken Rosenbaum

Background

About Ken Rosenbaum

ken rosenbaum serves as a director - investments at the chicago branch of oppenheimer & co. inc. since march 2009. his practice is structured around a holistic approach to wealth management and financial planning services. ken started his second career as a financial advisor in 1994 at mesirow financial, and subsequently spent nine years as vice president of investments at smith barney. ken’s previous career was a certified public accountant. he worked as an accountant in both public accounting and in industry, last serving as a senior audit manager at deloitte & touche in chicago. ken works with business owners, professionals, executives, affluent families and institutions to recommend portfolios that provide his clients the opportunity to achieve their financial goals without exceeding their tolerance for risk. these portfolios utilize appropriate asset classes, individual securities, funds, separately managed accounts and alternative investments for qualified investors, as necessary. ken’s practice has been engineered to exceed his client’s expectations by offering quality products, providing personalized customer service and by demonstrating a powerful work ethic and the highest professional standards. i am licensed in the following states: arizona, california, delaware, florida, georgia, illinois, kentucky, massachusetts, michigan, missouri, nevada, new jersey, new york, north carolina, ohio, oregon, texas, wisconsin, and washington. any information contained herein pertaining to securities business should not be considered a solicitation to buy or sell any securities or financial products, and is otherwise not intended for anyone who does not reside in those states. links are being provided for information purposes only. please go to for important information regarding social media and posted content. for a direct link to the disclosures, please click on disclaimers in the contact info section of my profile.