Kevin Dodds
Director Equities Compliance and Operational Risk at Bank Of America
Based in Wayne, United States
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Seniority
Other
Department
Other
Location
Wayne
Industry
Banking
Company size
225K
Contact information
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k•••••••@bankofamerica.com
Phone
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Background
About Kevin Dodds
CFA CharterholderFINRA Series 7, 63, 4, 24, 55, 86, 87Past President Security Traders Association of ConnecticutSpecialties: Securities Lending Regulatory Compliance, Trading Desk supervision, Written Supervisory Procedures, Business Controls, Trade Surveillance, Control room, Swap Dealer Compliance.
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