Lance Moody

Background

About Lance Moody

I have been helping individuals and businesses navigate the financial markets for more than 31 years. I have accomplished this by custom tailoring financial plans to the specific and unique needs of each client. As a financial adviser I have extensive experience in all areas of financial management, including equities, exchange traded and open end mutual funds, fixed income, options strategies, alternative investments, and life insurance. I also assist individuals and businesses in the areas of Estate Planning and tax strategy as well as implementing and servicing 401K plans and IRA rollovers. In 1993 I graduated with a Bachelor's degree in Economics from the University of Maryland. I immediately began my career in the financial services industry joining Lehman Brothers in New York City. I am married and have 3 wonderful children 18,23and 25 years of age. I presently hold the following Licenses: Series 7 ( General Securities Representative) Series 63 ( Uniform Securities Agent State Law Exam ) Series 9/10 ( General Securities Principal ) Series 65 ( Uniform Investment Adviser ) Additionally, I am licensed with the states of Florida,New York and New Jersey as a Life, Accident and Health Insurance Agent.