Laura Richardson

Background

About Laura Richardson

I have worked in the investment management industry for 29 years & have achieved expertise in many aspects of performance measurement & composite maintenance, trading, RIA operations and trust operations. I started in RIA operations at the beginning of my career. I added Trust Operations in the Fall of 2006. I began assisting with investment advisor Compliance in May 2008. In March 2014, I became the Senior Securities Trader for two registered investment advisors. As of September 2014, I became a Performance Analyst specializing in compliance with the Global Investment Performance Standards (GIPS®) & promoted to Senior Performance Analyst in December 2022. In July 2023, I transitioned to a Compliance Consultant supporting clients through compliance and performance-focused engagements providing practical solutions for adhering to the GIPS® standards and SEC Marketing Rule. Specialties: Composite performance & GIPS® compliance info, Confluence StatPro/Revolution-i software, fixed income security setup, Charles River security setup, trust company operations, trading execution, fee billing & accounts receivables, new account asset setup, asset delivers & gifting, account reconciliation, Advent APX Portfolio Accounting software & suite of products including Moxy trading software, Sungard Charlotte Asset Management System GIPS® is a registered trademark owned by CFA Institute.