Lenore Bell
Legal & Compliance at Private Company
Based in Merrick, United States
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Seniority
Staff
Department
Legal
Location
Merrick
Industry
Staffing and Recruiting
Company size
285
Contact information
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l•••••••@jobicy.com
Phone
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Background
About Lenore Bell
In a career spanning three decades, I have extensive industry experience in the Registration and Licensing compliance functions working for leading Broker/Dealer and Investment Advisor entitites. I have held a leadership role in improving operational efficiency, managing risk and effectively leading a registration staff through regulatory changes. Director/Executive Officer (2005 to present)- Association of Registration Management, FINRA Registration Qualification Sub-Committee NYSE Forms Revision Committee NASD Qualification Testing Customer Satisfaction Panel
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