Lindi Gui

Background

About Lindi Gui

Finance professional experienced in corporate finance, accounting and reporting, budget and forecasts, fund operations and reporting, partnership tax compliance, and regulatory reporting and filings within the financial services industry. • Develop and maintain accounting policies, controls and procedures • Manage cash investment transactions and disbursements • Oversee Accounts Receivable and Account Payable process • Manage Travel & Entertainment • Manage Fixed Assets accounting and reporting • Supervise general ledger month-end close and analyze ledger accounts variances • Produce GAAP financial statements • Coordinate internal and external financial audits • Perform SOX Section 404 internal control testing procedures • File quarterly sales taxes returns and commercial rent taxes returns • Produce and file annual Form 1099s • Review partnerships federal, sates, local tax forms • Prepare quarterly and annual budget/forecast and variances analysis • Manage fund operations, accounting and reporting process • Build relationships with service providers including fund administrators, custodians, transfer agencies, and auditors; • Calculate net capital requirement for regulated entities • Prepare and file quarterly and annual regulatory reports with FINRA (FOCUS) and NFA (PQR) • Review funds financial statements, update disclosure notes to the financial statements • Oversee monthly, quarterly, and annual reporting and filing of commodity pools (managed futures funds, hedge funds, funds of funds and trust funds (Form 10Q and Form 10K) • Assist with ad-hoc projects, including business unit expenses analysis, T&E summary and breakdown, transfer pricing study research, and researching and drafting offering documents for new funds