Lisa Snow
Senior Vice President, Legal at Focus Financial Partners
Based in New York, United States
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Seniority
Vp
Department
Legal
Location
New York
Industry
Financial Services
Company size
1.2K
Contact information
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l•••••••@focusfinancialpartners.com
Phone
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Background
About Lisa Snow
Seasoned investment management attorney and compliance officer with extensive experience advising investment advisers, hedge and private equity funds, investment companies and broker dealers. Expertise in the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities and Exchange Act of 1934, the Securities Act of 1933 and FINRA rules. Specialties: Advising registered investment advisers to private and open and closed end funds and portfolio managers utilizing different strategies to invest across the capital structure, managing regulatory examinations, compliance training, sales literature review, contract drafting and negotiation, FATCA, AIFMD and Dodd Frank.
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