Madeline Hansen

Background

About Madeline Hansen

Self-motivated, positive and ambitious individual with extensive knowledge in securities and mutual fund industry with MFDA supervisory and business conduct rules and related policies, notices, and other regulatory guidance. General familiarity with federal and provincial legislation covering anti-money laundering (PCMLTFA), privacy, and other related disciplines. I am a seasoned Compliance Professional with over a decade of experience in the investment industry, specializing in regulatory compliance, risk management, and strategic initiatives. With a strong foundation in financial regulations and a deep understanding of industry standards, I play a pivotal role in overseeing and driving compliance strategies that align with both internal policies and external regulatory requirements. In my current role as Compliance Initiatives Lead, I am dedicated to identifying, implementing, and monitoring compliance initiatives that support the firm's commitment to maintaining the highest regulatory standards. I work closely with key stakeholders, including IT, operations, training, and Advisor teams, to ensure the seamless integration of compliance tools into business processes and to proactively address potential compliance risks. Known for a results-driven approach, I am adept at navigating complex regulatory landscapes, ensuring that all compliance programs are not only effective but also easily adapted into existing workflows improving general adherence. I consistently drive improvements through automation and process optimization, enhancing operational efficiency while maintaining compliance in the front of mind. Before assuming this role, I gained valuable experience as a Branch Manager (Tier 1) and Tier 2 Compliance Officer, where I developed a strong track record of successfully managing compliance-related projects, conducting internal audits, and understanding an Advisor’s business.