Mahima Varghese

Background

About Mahima Varghese

About Me: I am a meticulous, diligent, and skilled professional offering 6+ years of progressive experience in client management, trend analysis, and updates, performing due diligence, facilitating suggestions on process improvements, conducting screening measures, and ensuring to be in compliant with BSA regulations. I also have experience in KYC and Compliance Analysis with a key focus on auditing, support documentation, and compliance as a part of Global Banking & Management. I am deft at Quality Auditing, New Process Flow, Distribution Quality and Process enhancements, Client Relationship Management, and Cross-functional Coordination. I am proven dexterous in the interpretation of KYC standards, guidelines, policies, and procedures; performing reviews of low/ medium/high-risk entities, including PEPs/ Sanction/ Negative News and other checks in line with regulatory requirements. I have detailed expertise in working on following entities such as Banks, limited liability partnerships, corporate non-listed companies, funds, and listed and regulated entities. Accomplishments: Received appreciation E-mails for effective communication Certificate of Silver and Bronze reward for performance and quality of work Been a part of Aviate acquisition project Specialties: Finance & Banking Operations | KYC Analysis Management | Compliance & Corporate Security | Client Due Diligence | Screening & Monitoring | Client On-Boarding | Transaction Monitoring | SLA Maintenance | Product Due Diligence | Team Coordination | Risk Mitigation | Escalation Management | Customer Relationship Management | Client Data Collection