Verified recordFinancial Services

Mark Lazarczyk

Chief Operating Officer & Chief Compliance Officer at Hudson Valley Investment Advisors, Inc

Based in Otisville, United States

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Seniority

C-Team

Department

General Business & Management

Location

Otisville

Industry

Financial Services

Company size

15

Contact information

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Email

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m•••••••@hviaonline.com

Phone

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Background

About Mark Lazarczyk

Results-driven operations and compliance executive with over 15 years of experience transforming and scaling investment management organizations. Expertise in optimizing client-focused operations, developing high-performing teams, and maintaining rigorous regulatory compliance standards. Proven track record of driving organizational performance and business growth through strategic vision and consistent execution. Passionate about continuous improvement, talent development, and maintaining a client-first approach across industries: • : Developed and executed strategic plans that clarified firm vision and direction, streamlining new business development processes and enhancing overall effectiveness. • : Led cross-departmental teams to implement enhanced policies and procedures, improving operational efficiency across functions, portfolio management, and compliance processes. • : Facilitated seamless leadership transitions, collaborating with senior leadership to ensure continuity and zero client attrition: • : Expert in implementing systems to optimize portfolio management and improve client service delivery. • : Improved internal communication and operational workflows, reducing inefficiencies and increasing departmental collaboration: • : Created a referral network that expanded business growth, driving new client acquisitions and expanding the firm’s geographic reach. • : Partnered with senior leadership to align strategic goals and ensure compliance with industry standards.

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