Mark Prockter

Background

About Mark Prockter

G60 Qualified Financial • Chartered Financial Planner (beyond QCF4) and a fellow of the PFS with specialist knowledge in pension transfers (G60), IHT, Trusts, tax shelters, UCIS and other specialist investments, as well as mainstream financial planning. DMS experience gained through 4 years with a leading investment management company • Highly versatile with over 30 years’ experience in the Financial Services field, 7 years contracting. • Proficient in the FCA regime, incl. COBS, TCF and conduct risk, KYC, approved persons, training & competence, principles-based regulation, s.166 • Able to provide high quality compliance and review services across all sectors. • Unit Trusts / OEIC’s, On/Off Shore Investment Bonds, ISAs Structured Products, Discretionary management services, Trusts, AIM portfolios, EIS and VCT, Tax shelter solutions, UCIS, Group Pension Schemes, Personal Pension's, SIPP's/SSAS/Pension Drawdown and Pension Transfers (including final salary transfers) C.I.I. Qualifications Advanced Diploma - • G10 Personal Taxation • G60 Pension Planning • AF2 Business Financial Planning • AF3 Pension Planning • AF5 Financial Planning Process Diploma in Financial Planning - • JO1 Personal Taxation • JO2 Trust Planning • JO3 The Tax and Legal Aspects of Business • JO4 Pension Funding Options • JO5 Pension Income Options • JO6 Investment Principles, Markets And Environment • JO8 Financial Planning Process • ER1 Equity Release • CF8 Long Term Care • CF9 Pensions Simplification • J10 Discretionary investment management • J12 Securities advice and dealing