Verified recordFinancial Services

Mark Thomson

Compliance Officer at Opus Independent Financial Planning Ltd

Based in Kidderminster, United Kingdom

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Seniority

Manager

Department

Finance & Accounting

Location

Kidderminster

Industry

Financial Services

Company size

5

Contact information

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Email

1 credit

m•••••••@opus-ifp.com

Phone

5 credits

+44 ••• •••• ••••

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Background

About Mark Thomson

I have worked in financial services for almost 40 years in various guises and am currently working with IFA practices as a compliance consultant. I have previously worked as a Chartered Financial Planner, compliance officer, on contracts, and have run my own IFA practice. In the past I have been Head of Financial Services for a large regional firm of solicitors, branch manager for building societies, and regional/area manager for insurance companies. I am qualified to Fellowship level with CII and am also an Associate with the CISI holding diploma's in Derivatives, Securities, Investment Management and Risk. I also hold Qualified Financial Adviser status in the Republic of Ireland. In addition to this I have qualified in Information Security Management and have been certified by ISACA. Specialties: Information Security Management, Cyber Security, threat & vulnerability assessment & management, Network defense, FCA Compliance, FCA Handbook, registrations, variations, general permission requirements, financial promotions regs, and as IFA - securities and derivatives CISI qualified, investment planning, pension specialist, equity release specialist, long term care specialist.

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