Mary Simonson
Executive Director, Compliance at Atria Wealth Solutions
Based in Portland, India
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Seniority
Director
Department
Legal
Location
Portland
Industry
Financial Services
Company size
90
Contact information
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m•••••••@atriawealth.com
Phone
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Background
About Mary Simonson
Compliance professional with over 30 years securities regulatory and financial services experience, with an emphasis on broker-dealer matters as well as experience with insurance and retirement issues. Experience covers the Securities Exchange Act of 1934, the Investment Advisers Act of 1940 and the Investment Company Act of 1940, as well as SRO and State securities and insurance laws.
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