Micha Fin
Regional Compliance Officer at Worldsource Wealth Management
Based in North York, Canada
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Seniority
Manager
Department
Finance & Accounting
Location
North York
Industry
Financial Services
Company size
361
Contact information
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m•••••••@worldsourcewealth.com
Phone
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Background
About Micha Fin
Highly experienced Compliance Branch Manager and Regional Compliance Officer bringing 17+ years of experience to the financial services industry. Strong knowledge of the regulatory environment and developing effective compliance processes. Ensuring branch operations in compliance with applicable laws, regulations and company policies. Overseeing and implementing policies and procedures while ensuring all employees and staff are trained on compliance related issues. CERTIFICATIONS 2007 and redone in 2022 IFIC 2009 BMC 2012 LLQP 2018 ETF 2020 OPD 2021 Liquid Alt’s coming soon in 2025 CSC
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