Michael Chau

Background

About Michael Chau

Summary of Qualifications: Global financial services professional with over fifteen years experience in the financial services industry including Big 4 regulatory compliance consulting leadership and senior management with a major Canadian pension fund. In-depth financial services industry experience and knowledge in the areas of regulatory transformation, governance, risk management and regulatory compliance. Proven leader to manage and execute large scale regulatory digital transformation and change working with senior executives and teams at the strategic, tactical and operational levels with a strong tack record of success. Strong ability to adapt and manoeuvre between high-level governance and operational business process issues. Strong communication skills with extensive experience presenting to and discussing matters with boards of directors, senior management, regulators and external counsel. Strong ability to strategically apply innovation and new RegTech capabilities to meet client objectives to achieve operational efficiency and enhance risk effectiveness Strong analytical skills, including specific experience with large complex financial institutions, enterprise regulations, products and trading strategies (including derivatives).